Skip to content
Brand AI

E*TRADE

Controversies

Controversies tied to this brand in public sources. A listing is not a finding of fault.

Back to profile1 entries

  1. 2022

    FINRA trade-surveillance censure

    FINRA censured E*TRADE Securities and fined it $350,000 for inadequate monitoring of potentially manipulative activity, including wash trades and possible end-of-day price manipulation, during the period from February 2016 through November 2021.

    Source