Controversies
Controversies tied to this brand in public sources. A listing is not a finding of fault.
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2010
NFA margin, liquidation and slippage action
The National Futures Association fined GAIN Capital $459,000 over alleged practices involving margin, liquidation and price slippage that benefited the company at customers' expense. The company agreed to refund affected customers for negative slippage during the specified period.
2008
Chinese retail-forex solicitation issue
China's financial regulator said GAIN Capital had breached rules prohibiting retail forex firms from directly soliciting Chinese residents online without the necessary permit. The company temporarily stopped taking Chinese clients between 2008 and 2010.