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Guotai Haitong Securities

Controversies

Controversies tied to this brand in public sources. A listing is not a finding of fault.

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  1. 2020

    Haitong-related businesses placed under investigation after Yongmei bond default

    After the Yongmei bond default in 2020, Haitong-related businesses underwent a self-regulatory investigation; the company subsequently conducted a self-examination and imposed warnings, circulated criticisms, and financial penalties on relevant responsible persons in its bond financing, fixed income, asset management, and futures departments. This occurred during the former Haitong stage before the establishment of Guotai Haitong, and the self-regulatory investigation is not regarded as a criminal conviction of the company.

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