Skip to content
Brand AI

Industrial Securities

Controversies

Controversies tied to this brand in public sources. A listing is not a finding of fault.

Back to profile1 entries

  1. 2016

    Industrial Securities sanctioned over Xintai Electric fraudulent IPO sponsorship failures

    In 2016, Industrial Securities was fined and had its income confiscated for violations in its sponsorship and underwriting of the Xintai Electric project; regulators also penalized the sponsor representatives and revoked their professional qualifications. The firm's institutional liability and the issuer's fraudulent offering are described separately.

    Source