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道明银行

争议事件

以下收录公开来源中与该品牌相关的争议事件。列出一条并不表示过错已经证实。

返回词条共 3 条

  1. 2024

    美国洗钱共谋与合规失败

    道明对共谋洗钱指控认罪，并同意向美国当局支付总计30亿美元的罚款。该决议是在据称约十年的反洗钱监控失败之后达成的，并要求进行为期四年的独立监督和广泛的合规改革。

    来源

  2. 2021

    道明银行同意支付 OFAC 和解款项

    和解

    道明银行同意就涉嫌违反朝鲜制裁条例和《外国毒枭指定制裁条例》，向美国财政部外国资产控制办公室支付约11.5万美元和解款。OFAC称，相关涉嫌违规行为是自愿披露且情节较轻的。

    来源摘录

    • TD Bank, N.A. agreed to pay approximately $105,000 as part of a settlement with the U.S. Treasury’s Office of Foreign Assets Control (OFAC) for “multiple sanctions compliance breakdowns” that contributed to more than 1,000 apparent violations of North Korean sanctions regulations.
    • The bank was further fined approximately $10,000 for 145 apparent violations of the Foreign Narcotics Kingpin Sanctions Regulations, OFAC announced Dec. 23. The agency said the total settlement amount of approximately $115,000 reflected its determination the apparent violations in both matters were voluntarily self-disclosed and non-egregious.
    来源

  3. 2021

    Moore Capital 就涉嫌欺诈应对失当起诉道明银行

    提起诉讼

    Moore Capital Holdings 起诉道明银行，指称该银行未能妥善应对一起导致该公司损失超过 27.5 万美元的欺诈事件。这些内容是诉讼中的指控，并非法院认定。

    来源摘录

    • In a lawsuit filed Tuesday, a private equity firm accused TD Bank of "total and systemic failure to respond to perhaps the most prevalent form of cyber-crime today."
    • An investment management firm that lost more than $275,000 to fraud is suing TD Bank for what it characterizes as the bank’s complete lack of preparedness for a common type of scam.
    来源