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USAA联邦储蓄银行

争议事件

以下收录公开来源中与该品牌相关的争议事件。列出一条并不表示过错已经证实。

返回词条共 3 条

  1. 2022

    USAA联邦储蓄银行因反洗钱合规失误被罚1.4亿美元

    罚款或处罚

    FinCEN和OCC通过两项独立同意令对USAA联邦储蓄银行处以处罚，原因是该行被指故意未能落实并维持《银行保密法》/反洗钱合规计划。报道指出应付总额为1.4亿美元，并提到OCC处以6000万美元罚款、FinCEN处以1.4亿美元罚款，FinCEN根据监管机构相似的调查结果抵扣了OCC罚款。

    来源摘录

    • USAA Federal Savings Bank (FSB) must pay $140 million as part of two separate consent orders reached with the Financial Crimes Enforcement Network (FinCEN) and Office of the Comptroller of the Currency (OCC) for the bank’s “willful” failure to implement and maintain a Bank Secrecy Act/anti-money laundering (BSA/AML) compliance program.
    • The orders, announced Thursday, include a $140 million civil penalty imposed against USAA FSB by FinCEN and $60 million penalty levied by the OCC.
    来源

  2. 2022

    USAA Bank与FinCEN就反洗钱执法达成和解

    和解

    FinCEN宣布与USAA Bank达成和解，因违反《银行保密法》处以1.4亿美元民事罚款；文章称该机构认定违规行为属故意。

    来源摘录

    • Collectively, FinCEN noted that USAA Bank “willfully” violated its AML requirements.
    • FinCEN announced the settlement last week after reaching a settlement agreement for $140 million in civil fines for violations of the Bank Secrecy Act.
    来源

  3. 2020

    货币监理署对 USAA Federal Savings Bank 处以 8500 万美元罚款

    罚款或处罚

    美国货币监理署因发现 USAA Federal Savings Bank 的合规风险管理和信息技术风险项目存在缺陷，对其处以 8500 万美元罚款；相关问题包括违反《军事贷款法》和《军人民事救济法》。

    品牌回应

    • 整改 — USAA Bank

      We are resolving these issues and providing remediation to potentially impacted members.

    来源摘录

    • These deficiencies resulted in violations of law, including but not limited to violations of the Military Lending Act and the Servicemembers Civil Relief Act.
    • The decision, announced Oct. 14, was made by the Office of the Comptroller of Currency (OCC), a U.S. Treasury bureau tasked by law with overseeing banks.
    • USAA Federal Savings Bank must pay the U.S. government an $85 million fine after regulators found failures in the company's compliance risk management and information technology risk programs.
    来源