Huaan Securities

Huaan Securities (华安证券) is a Chinese securities company headquartered in Hefei, Anhui. It is associated with securities brokerage and other financial services. The company was established in 2001 and is publicly listed in China under ticker 600909. The company operates in the Chinese financial-services market. Its official website is https://hazq.com. The evidence provided for this dossier includes only the company’s homepage, whose supplied text contains no readable details about its products, ownership, management, or history. Accordingly, specific claims about those matters are not included.

Huaan Securities is a Chinese securities company established in 2001 and headquartered in Hefei, Anhui. It operates in the securities and financial-services sector and is publicly listed in China under ticker 600909. The supplied evidence for this entry consists of the company homepage URL, without accompanying readable page content. It therefore does not substantiate specific founding circumstances, corporate restructuring, product launches, ownership changes, executive appointments, or other dated developments. Those details are left unspecified rather than inferred.

• 2016

  Huaan Securities was listed on the Shanghai Stock Exchange (ticker: 600909).

• 1991

  Huaan Securities was founded in Anhui Province, China.

A Chinese securities firm serving the domestic financial-services market.

• Securities brokerage

  Stock, bond, and fund trading services for retail and institutional clients.

• Investment banking

  Underwriting, mergers and acquisitions, and corporate advisory services.

• Asset management

  Portfolio management and investment advisory services.

• Margin financing and securities lending

  Credit trading services for qualified investors.

• 2026

  Penalty of 441,000 yuan for customer due diligence and suspicious transaction reporting violations

  In April 2026, the Anhui Branch of the People's Bank of China found Huaan Securities in violation of two items—customer due diligence and suspicious transaction reporting—and issued a warning along with a fine of 441,000 yuan.

  Source

• 2024

  Received regulatory warning for recommending ST Zuojiang without fully disclosing delisting risk

  In February 2024, Huaan Securities received a written warning from the Shenzhen Stock Exchange because its research report on ST Zuojiang lacked sufficient basis, drew imprudent conclusions, and failed to adequately disclose risks. The Anhui Securities Regulatory Bureau subsequently also pointed out compliance issues in the research report and other businesses. Consolidated with the follow-up on the same research report issue.

  Source

• 2023

  Former employee Yang Aimin traded stocks illegally for 21 years, fined 250,000 yuan

  In 2023, the Anhui Securities Regulatory Bureau found that Yang Aimin, a former employee of Huaan Securities, had illegally traded stocks for 21 years during his employment, with transactions exceeding 900 million yuan, and fined him 250,000 yuan. This entry concerns a penalty imposed on an individual practitioner.

  Source

• 2021

  Ordered by Anhui Securities Regulatory Bureau to rectify three violations in asset management accounts

  In November 2021, the Anhui Securities Regulatory Bureau found three violations in businesses related to Huaan Securities' asset management accounts, ordered the company to rectify and strengthen management, and took regulatory talk measures against the responsible personnel.

  Source

Read more

• Unconfirmed

  Reported2020.06.10

  Huaan Securities director submits resignation[7]华安证券董事提交辞呈finance.sina.com.cn

  Huaan Securities said it had received director Qu Yuanqing's written resignation. He applied to resign from the company's third board of directors and two board committees due to a work change.

• 2020.03.29

  Reported2020.03.29

  Hu安 Securities reports 2019 annual results[8]华安证券披露2019年年度业绩finance.sina.com.cn

  Hu安 Securities disclosed its 2019 annual report, reporting revenue of 3.231 billion yuan and net profit attributable to shareholders of 1.108 billion yuan.

Read more

1. 1Huaan Securities official websitehazq.com
2. 2Penalty of 441,000 yuan for customer due diligence and suspicious transaction reporting violationsfinance.cnr.cn
3. 3Former employee Yang Aimin traded stocks illegally for 21 years, fined 250,000 yuanm.yicai.com
4. 4Received regulatory warning for recommending ST Zuojiang without fully disclosing delisting riskstcn.com
5. 5Received regulatory warning for recommending ST Zuojiang without fully disclosing delisting riskjiemian.com
6. 6Ordered by Anhui Securities Regulatory Bureau to rectify three violations in asset management accountsjiemian.com
7. 7华安证券董事提交辞呈finance.sina.com.cn
8. 8华安证券披露2019年年度业绩finance.sina.com.cn