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SAMUEL A. RAMIREZ & COMPANY, INC.

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A regional bank and financial services company in the United States.

Last updated November 4, 2026

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First read
Nov 4, 2026
Latest read
Nov 4, 2026

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Overview

Samuel A. Ramirez & Company is a US financial services firm offering banking, investment, and wealth management services, primarily serving clients in New York and surrounding areas.

Products and positioning

Regional financial services

Controversies

  • 2021

    Ramirez & Co. agrees to settle FINRA charges

    Samuel A. Ramirez & Co. agreed to pay a $35,000 fine to settle FINRA charges over alleged municipal-securities reporting, recordkeeping and supervisory violations. The firm neither admitted nor denied FINRA's findings.

    Source

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Recent events

  • Reported

    Ramirez & Co. agrees to settle FINRA charges[1]

    Samuel A. Ramirez & Co. agreed to pay a $35,000 fine to settle FINRA charges over alleged municipal-securities reporting, recordkeeping and supervisory violations. The firm neither admitted nor denied FINRA’s findings.

Read more

Sources1 sources

  1. 1Ramirez & Co. agrees to settle FINRA chargesbondbuyer.com

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